-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Snovr5W5vPAw6d9qr6ZfymJrW4uRzMXOoxb5D7W58tdNeJsRrv/UKgBhY9XoJORu Ixqed2ZztvRJuHneWTyVCw== 0000950149-96-001978.txt : 19961204 0000950149-96-001978.hdr.sgml : 19961204 ACCESSION NUMBER: 0000950149-96-001978 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961203 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACC PRIVATE EQUITIES INC CENTRAL INDEX KEY: 0000923808 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 421421406 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45963 FILM NUMBER: 96675252 BUSINESS ADDRESS: STREET 1: 101 SECOND ST SE STREET 2: STE 800 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 BUSINESS PHONE: 3193638249 MAIL ADDRESS: STREET 1: 101 SECOND STREET SE STREET 2: SUITE 800 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZIONS BANCORPORATION /UT/ CENTRAL INDEX KEY: 0000109380 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 870227400 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1380 KENNECOTT BLDG CITY: SALT LAKE CITY STATE: UT ZIP: 84133 BUSINESS PHONE: 8015244787 MAIL ADDRESS: STREET 1: 1380 KENNECOTT BUILDING CITY: SALT LAKE CITY STATE: UT ZIP: 84133 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS UTAH BANCORPORATION DATE OF NAME CHANGE: 19870615 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS FIRST NATIONAL INVESTMENT CO DATE OF NAME CHANGE: 19660921 SC 13D/A 1 AMENDMENT NO.3 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3 )* MACC Private Equities Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 552 617 102 (CUSIP Number) W. David Hemingway, Zions Bancorporation, 1380 Kennecott Building, Salt Lake City, Utah 84133 (801) 524-4787 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 21, 1996 (Date of Event which Requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - -------------------- CUSIP NO. 552 617 102 - -------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON Zions Bancorporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 87-0227400 - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS WC - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Utah - ------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 123,515 EACH ---------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------- 10. SHARED DISPOSITIVE POWER 123,515 - ------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 123,515 - ------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.8% - ------------------------------------------------------------ 14. TYPE OF REPORTING PERSON HC,CO - ------------------------------------------------------------ Page 2 of 6 3 - -------------------- CUSIP NO. 552 617 102 - -------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON Zions First National Bank S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 87-0189025 - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS WC - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------ 7. SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 123,515 EACH ---------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------- 10. SHARED DISPOSITIVE POWER 123,515 - ------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 123,515 - ------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.8% - ------------------------------------------------------------ 14. TYPE OF REPORTING PERSON BK - ------------------------------------------------------------ Page 3 of 6 4 Zions Bancorporation ("Zions") hereby amends its report on Schedule 13D originally filed on May 24, 1996 as heretofore amended (the "Schedule 13D") in respect of the Common Stock of MACC Private Equities Inc. (the "Company"). Capitalized terms used but not defined herein shall have the meanings given such terms in the Schedule 13D. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The funds required to purchase the 123,515 shares of Common Stock beneficially owned by Zions and the Bank were $1,286,978.44. These funds were derived from working capital. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The Bank currently holds and Zions may be deemed to hold through the Bank, for purposes of this report on Schedule 13D, the beneficial ownership of 123,515 shares of Common Stock, which the Bank and Zions believe represents approximately 12.8% of the outstanding shares of Common Stock. (b) Zions may be deemed to share the power to vote or direct the vote and to dispose or to direct the disposition of the 123,515 shares of Common Stock held by the Bank. (c) On October 28, 1996, the Bank purchased 2,500 shares of Common Stock at a cost of $25,565.37 ($10.23) and also 500 shares of Common Stock at a cost of $5,033.40 ($10.07). On November 11, 1996, the Bank purchased 2,800 shares of Common Stock at a cost of $28,090.00 ($10.03). On November 21, 1996, the Bank purchased 5,500 shares of Common Stock at a cost of $56,475.00 ($10.27). On November 26, 1996, the Bank purchased 2,000 shares of Common Stock at a cost of $20,590.00 ($10.30). In each case, the shares were acquired in the ordinary course of business in transactions on the open market. To the best knowledge of Zions and the Bank, none of the persons listed on Schedule I-A or Schedule I-B hereto has effected any transactions in Common Stock during the past 60 days. Page 4 of 6 5 SIGNATURE After due inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: November 27, 1996 ZIONS BANCORPORATION By: /s/ Dale M. Gibbons ------------------------------------ Name: Dale M. Gibbons Title: Senior Vice President, Chief Financial Officer and Secretary Page 5 of 6 6 SIGNATURE After due inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: November 27, 1996 ZIONS FIRST NATIONAL BANK By: /s/ Dale M. Gibbons ------------------------------------ Name: Dale M. Gibbons Title: Executive Vice President, Chief Financial Officer, and Secretary Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----